Investment Banking Solutions
Advanced AI Solutions for AML Compliance in Capital Markets
- Know Your Customer (KYC) for Capital Markets KROTON KYC Miner offers two key applications in the context of capital markets:
a. Customer Onboarding: Using CRM features gathered from potential clients, our machine learning algorithms calculate risk levels for onboarding clients.
b. Ongoing Risk Assessment: Periodically recalculating customer risk levels based on factors such as investment behaviour and transfers. - Transaction Monitoring KROTON Suspect Miner employs advanced machine learning models and active learning technology to proactively detect suspicious activities in capital markets. By analyzing investment profiles, SEDAR filings, and transactions, our models uncover typologies such as insider trading, price manipulation, suspicious security transfers, and more.
- Network Analysis KROTON Link Miner uses sophisticated graph network algorithms to identify suspicious sub-networks involved in price manipulation, particularly for small-cap stocks. Additionally, our link analysis can reveal connections to entities banned by the SEC.
- Sanctions Screening KROTON Sanctions Miner streamlines sanctions screening with the following capabilities:
a. Screening existing customers against sanctions lists b. Incrementally matching new list entries c. Investigating new customers d. Conducting on-demand screening
KROTON Product Suite
H3M's KROTON modules seamlessly integrate with existing rule-based compliance systems, enhancing their capabilities with advanced AI technology. Our unique approach prioritizes crime detection and prevention, with improved compliance, strengthened regulatory relations, competitive advantage, and increased brand value as beneficial outcomes. Designed from the ground up to reveal hidden connections and identify suspicious activities, H3M's KROTON product suite features four AI-driven modules that expertly blend compliance expertise and data science: