Market manipulation (spoofing, wash trading, insider trading, pump & dump schemes, etc.) poses serious threats to brokerages and market integrity. H3M’s KROTON analytics platform is designed for SEC- and CIRO-regulated brokerages to spot these schemes using AI-driven surveillance. Its modules – Suspect Miner, Link Miner, and RUMI – work
Market manipulation (spoofing, wash trading, insider trading, pump & dump schemes, etc.) poses serious threats to brokerages and market integrity. H3M’s KROTON analytics platform is designed for SEC- and CIRO-regulated brokerages to spot these schemes using AI-driven surveillance. Its modules – Suspect Miner, Link Miner, and RUMI – work together to flag anomalous trading and collusion in real time. By combining machine learning with network analysis and external intelligence, KROTON delivers daily alerts and auditable signals of manipulation. In the AkInvest case study below, our solution successfully identified coordinated manipulations in stock trading.
H3M built KROTON for regulated broker-dealers. It aligns with SEC, CIRO (and IIROC) requirements for market surveillance and best execution oversight. The platform’s daily alerts fit into standard compliance workflows, ensuring suspicious trades are reviewed promptly every day. With full audit trails – including data lineage and model r
H3M built KROTON for regulated broker-dealers. It aligns with SEC, CIRO (and IIROC) requirements for market surveillance and best execution oversight. The platform’s daily alerts fit into standard compliance workflows, ensuring suspicious trades are reviewed promptly every day. With full audit trails – including data lineage and model rationale for each alert – firms can easily document their surveillance efforts for regulators. KROTON’s network-based detection also addresses regulators’ focus on collusion and systemic abuse: instead of isolated alarms, it reveals the broader behavior of trading groups. In sum, KROTON helps compliance officers demonstrate proactive, evidence-based monitoring of market manipulation.
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